Best Practice
Top tips and guidance for advisers on how to implement best practice in their business models.
Best Practice 10 Apr 24
Singapore regulator and Mastercard sign MoU to combat ‘acute’ cyber threats
Measures will include joint analysis of the latest cyber threats impacting the financial services sector
Banking 8 Apr 24
Julius Baer International gains CISI chartered firm status
Criteria for achieving this status includes at least 50% of staff in their core area must be individually chartered with CISI
Best Practice 8 Apr 24
Nearly two thirds of HNWIs are unaware of the size of their pension pots
Women were less familiar with their pension pots than men on average
Best Practice 21 Feb 24
How to meet financial regulation in the letter and the spirit of the law
Suitability regulations should be more than a box-ticking exercise, writes Oxford Risk’s Greg Davies
Best Practice | 9 Feb 24
High Court sanctions Link’s £230m Woodford redress scheme
Transparency Task Force considering an appeal
Best Practice | 5 Feb 24
Woodford redress scheme ‘changes the game’ for consumer protections, campaign group warns
Removal of FSCS protection could have severe consequences for wealth managers, according to Transparency Task Force
Best Practice | 31 Jan 24
Advisers have rich opportunity to treat investors more like humans, not robots
Oxford Risk’s Greg Davies says advisers could benefit from enriching their understanding of investors’ personalities and behaviours
Best Practice | 17 Jan 24
Revealed: All the winners of the IA Best Practice Adviser Awards
Which firms triumphed across East Asia, Europe, the Middle East, South Africa and the UK?
Best Practice | 8 Jan 24
What does 2024 hold in store for the wealth management industry?
Firms should prepare for three critical influences this year