Tax & Regulation | 23 May 14
FCA welcomes in new financial review body
The Financial Conduct Authority (FCA) has welcomed in a new independent body aimed at restoring the damaged reputation of the financial services industry.
Tax & Regulation | 23 May 14
Barclays fined 26m for gold fixing failings
Barclays Bank’s reputation has taken another heavy blow this morning after the Financial Conduct Authority handed it a £26m fine for failing to manage conflicts of interest in relation to gold trading.
United Kingdom | 23 May 14
Financial adviser gets four years behind bars
A financial adviser who stole £130,000 in savings from vulnerable pensioners and widows has been jailed for three years.
Neuberger Berman strengthens sales team in Asia
Neuberger Berman has strengthened its marketing and sales team in Asia as it looks to expand its operations in the region.
ESMA prepares for MiFID II implementation
The European Securities and Markets Authority (ESMA) has begun a consultation process to look at how best to implement the revised Markets in Financial Instruments Directive (MiFID II).