UK regulator says tech tools aren’t a ‘silver bullet’
‘Miscalibration’ and a lack of due diligence ‘can lead to very poor outcomes’
At least 21 pension transfer firms operated without PI cover
FCA director of life insurance and financial advice warns the regulator is taking ‘very strict lines’
Merger of Jersey and Guernsey firms called off
They could not agree terms and said that the timing was ‘not suitable’
Best Practice | 6 Feb 20
Controlling risk in multi-asset portfolios
A lack of volatility does not mean there is an absence of risk
Adviser policy churning sees AMP hit with nearly A$5.2m fine
One financial planner’s conduct was described as ‘morally indefensible’ by the court