US regulator settles charges with advice firms
Over $139m sent back to investors since start of its self-reporting initiative
Fund manager unveils free adviser platform
While tech firm waives licence fee to access its digital tools during covid-19
UAE-based firm receives US licence
Firm will target UK expats in the states, which it claims lacks ‘suitability-qualified advisers’
2019 was a good year for UK advisers
Despite regulatory burdens and increasing costs
CISI payment breach leaves members vulnerable to fraud
It recommends people check their credit card and bank statements