Hong Kong regulator bans relationship manager for life
Over a year after he was convicted of fraud
Wealth tech giant claps back after regulator halts merger
Contradictory statements highlight fragmented M&A deal
Unnamed firm buys Yorkshire financial planning business
Company was sold one day after administrators were appointed
Retail investors have been ‘resilient’ during pandemic
But financial advisers still critical to help clients navigate the next few months
Is AuM the best way for advice firms to segment clients?
Increasing regulatory requirements have made the process seem like a ‘daunting task’