Best Practice | 5 Nov 20
CISI unveils e-learning course on vulnerable clients
‘Appropriate treatment’ of these customers is a ‘key concern for regulators’ globally
New UK wealth firm buys IFA business
Company says it will be ‘selectively considering acquisition opportunities’
Competition watchdog orders FNZ to sell GBST
Says merger could ‘lead to a reduction in the quality of service and higher prices’
FCA can’t give ‘specific comfort’ of when FSCS levies will fall
As newly appointed CEO says second lockdown may be the ‘tipping point’ for small firms
Trio of financial advisers on sex offender register banned
They were all handed custodial sentences for varying charges