Changes to UK Mifid rules on the table
FCA looks to amend SME and FICC research along with best execution reports
Carey to challenge pension introducer verdict
‘There are some very significant factors that will impact the UK financial services market as a whole’
HMRC to demand crypto data from people under investigation
As it gears up to crackdown on tax evasion and avoidance involving digital assets
FCA secures triple bankruptcy over unauthorised share scheme
They failed to refund £3.6m to their victims
Best Practice | 29 Apr 21
UK set to impose tougher rules for high-risk investments
‘We have already taken action by banning the mass-marketing of speculative mini-bonds’ says FCA