SEC cracks down on firms over regulatory breaches
US watchdog fines 27 firms nearly $1m for failing to meet requirements
Financial services group unveils Madrid wealth management office
As part of the company’s strategy to bolster its operation in Europe
PEOPLE MOVES: Janus Henderson, Ocorian, AIG
Asset manager names global COO, as fund administrator hires head of business development
UK wealth firm eyes £1bn assets under advice in five years
Company hasn’t ruled out acquisitions as it lays out ambitious growth strategy
82-year-old fake green investment director sent back to prison
He and four others stole over £20m of investor funds to pay for luxury properties around the world