Tax & Regulation | 10 Sep 15
IFAs at risk of hefty costs without robust complaints system
Financial advisers could be faced with large costs if they fail to adopt a holistic system for handling complaints before next year’s reform, industry players have warned.
Tax & Regulation | 10 Sep 15
Mauritius FSC warns against investment manager for false claims
A warning has been issued by the Financial Services Commission in Mauritius against Bank Capital Investment Management.
Tax & Regulation | 10 Sep 15
FSCS reviews ‘complex’ claims against financial advisers
Claims brought against financial advisers who gave tax advice on “complex” investments such as film partnerships are to be reviewed by the UK’s Financial Services Compensation Scheme.
BNY Mellon opens German office
New York-headquartered BNY Mellon Investment Management has opened its first German office in Frankfurt as it looks to tap into more European markets.
Mauritius signs MoU with India stock exchange
Mauritius has entered into an agreement with India’s national stock exchange, as the island looks to sharpen its approach to surveillance in the financial services industry.