cazenove capital management plans
Cazenove Capital Management is planning to open an office in Hong Kong by the end of this year, pending approval from local regulators.
sfc bans wealth manager for three years
Hong Kongs financial watchdog, the Securities Futures Commission, has banned wealth manager Esther Lee Ying Chih from re-entering the industry for three years.
Retirement | 9 Aug 12
provider warns over qnups abuse dangers
An overseas pension provider is warning advisers to be wary of potential abuses of the QNUPS regime, as the pension schemes become more prevalent in the international and UK-domestic market.
United Kingdom | 9 Aug 12
cisi and finra in pre rdr agreement
The Chartered Institute for Securities & Investment (CISI) and the Financial Industry Regulatory Authority of the USA (FINRA) have unveiled an agreement to cooperate on exams and membership, in response to a need they say has been created by the UK’s Retail Distribution Review.
Middle East | 9 Aug 12
uae trade body doubles membership
A recently established UAE financial services trade association has nearly doubled in size during its first three months, against a backdrop of significant change in the countrys regulatory environment.