Companies
Venture capital firm plans investment drive in UK wealth sector
It is ‘currently closing the first set of deals with a combined £500m in AuM’
SEC cracks down on firms over regulatory breaches
US watchdog fines 27 firms nearly $1m for failing to meet requirements
Financial services group unveils Madrid wealth management office
As part of the company’s strategy to bolster its operation in Europe
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Asset manager names global COO, as fund administrator hires head of business development
UK wealth firm eyes £1bn assets under advice in five years
Company hasn’t ruled out acquisitions as it lays out ambitious growth strategy