Companies
Fund distributor in talks to buy ‘around 30 IFA practices’
Ex-DeVere Group wealth management consultant says M&A advice deals are ‘natural progression’ for firm
FCA urges online platforms to step up check on financial ads
They should cross reference data with international regulators, watchdog CEO says
Alternatives | 21 Dec 20
RBC Wealth Management bolsters alternative investment offering
As it partners with US-headquartered fintech firm
Charles Schwab UK fined £9m for failing to protect client assets
It ‘carried out a regulated activity without permission’ and gave a ‘false statement’, says regulator
US in the news: Wealth Enhancement Group acquires adviser firm
A round-up of people moves and M&A deals across North America