Companies
Singapore regulator bans wealth manager for life
For his role in the scandal-hit Malaysian sovereign wealth fund 1MDB
Brooks Macdonald Int’l agrees settlement with Jersey regulator
After an investigation into the quality of information and suitability of advice given to clients
SJP shareholder demands overhaul of its ‘high-cost culture’
Annual operating expenses per adviser have risen to £96,500
US wealthtech platform expands to Europe and Asia
As it hires ex-Unicredit and Deutsche Bank WM employees to lead international growth strategy
Best Practice | 26 Oct 20
Pimfa calls for supervision of unregulated financial promotions
Trade body argues it would improve market and reduce burden on lifeboat scheme