Industry
Hong Kong financial watchdog fines UBS for regulatory breaches
‘Bank failed to act with due skill and care’
Dangers of falling behind in the fintech arms race
It is ‘a chance for smart firms to look forward and build an infrastructure’ fit for the future
UPDATED: Pension introducer eyes Supreme Court bid
After Court of Appeal finds in favour of the FCA
Best Practice | 4 Aug 21
From Olympian to financial adviser
Ex-European judo champion joined the wealth industry when she was in her 50s
Alternatives | 4 Aug 21
UK regulator warns firm ‘may pose significant risks’
There is a ‘potential lack of regulatory protection’ for consumers