Industry
Dubai regulator fines defunct wealth firm nearly $250,000
After it was suspended for, among other things, illegally promoting an unregulated foreign fund
UK platform scraps regular investment charge
As long as clients stick with automatic investing and don’t trade
How can advice industry proactively tackle the talent crisis?
Aspiring IFA says ‘pre-RDR salesy stereotype’ still lingers in the minds of prospective recruits
UBS restructures global wealth management arm
And divides Emea into three ‘distinct business units’
UK wealth manager makes second acquisition
Firm says it will continue to pursue more deals in 2020 and is already being approached