Industry
Dubai regulator suspends wealth management firm’s licence
Action comes a week after it secured a $52,500 fine from an ex-insurance intermediary boss in a UK court
Radical industry shake up proposed by Aussie Royal Commission
Changes range from criminal action in ‘fees for no service’ cases to creating a single disciplinary body
Advice business exits industry after flurry of complaints
UK ombudsman upheld a complaint in December against the firm over defunct Greyfriars fund
What to think about when advising clients of retirement age
As investors get older, their financial priorities and planning needs change.
Amundi acquisition bolsters Taiwan fund offering
French asset manager targets retail clients in Asia, where it has €145bn of assets under management