Industry
UK wealth manager extends acquisition spree
A source close to the firm told International Adviser that it expects to make more acquisitions before 2019
Former financial adviser given two and half year sentence
Australian-based adviser pleaded guilty to five counts of dishonestly using his position as director
Two UK asset recovery firms shut for failure to recover assets
The director of the companies failed to disclose records to investigators
Hong Kong to set new broker caps on the number of insurers
Aim is to limit the number of insurers that can be represented by a licenced agent or agency
Best Practice | 1 Nov 18
Most UK adviser firms set up to help vulnerable clients
Only a small amount of UK financial advisers are prepared to send vulnerable clients to specialists in the sector.