Industry
Regulator calls on STM to ‘work together’ over failings probe
Gibraltar’s financial regulator has called on STM Group to “work together” after the firm ordered lawyers to block a probe into potential failings at the firm.
We’re SJP’s ‘only credible scale competitor’ claims Old Mutual
Old Mutual Wealth claims a period of rapid growth means it is now the UK’s second largest advice business and only major competitor to St. James’s Place.
DeVere’s Middle East head steps down, Nigel Green takes over
David Hughes, deVere Acuma’s regional director, has departed after two years in the role and more than a decade with the group.
Tax & Regulation | 16 Nov 17
Gina Miller on Mifid: If I can do it, why can’t you
There is “no excuse” for firms that fail to prepare for Mifid II before January, according to SCM Direct founders Alan and Gina Miller who have launched a “fully compliant” service of their own.
Isle of Man reveals key commission disclosure details
The Isle of Man Financial Services Authority has revealed how insurers headquartered on the island will have to provide clients with information about commission and fees from 1 January 2019.