Tax & Regulation
Over 2,200 ads blocked by FCA in financial promotions crackdown
UK watchdog intervention involved 47 authorised firms
Investors lose appeal over film tax avoidance scheme
Promoters ‘will take every step to limit their liabilities should things not pan out as expected’
UK financial watchdog to overhaul whistleblowing process
FCA says it ‘needs the intelligence’ they provide
FCA warns IFA over DB transfer advice
Advice given to customers, including members of the British Steel Pension Scheme, was ‘not compliant’
How ongoing suitability review costs are plaguing advice firms
Companies are considering strategies to manage their lower-value clients