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Tax & Regulation

Companies | 5 Jan 23

Number of fines issued by the FCA doubled in 2022

As the UK regulator looks to take a more ‘proactive and assertive approach’

Companies | 4 Jan 23

UAE watchdog to tackle unregulated ‘financial activities’

It is a ‘good day’ for wealth managers in the region

Companies | 4 Jan 23

Ex-Premier League footballer found guilty of £8m investment fraud

He promised annual returns of up to 60%

Europe | 3 Jan 23

Guernsey investment firm fined

As managing director receives three-year ban

Asia | 22 Dec 22

Aussie ‘finfluencer’ charged for providing advice without licence

He offered seminars and made investment recommendations on social media

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.