Tax & Regulation
Call for FCA to give evidence to Treasury over LCF failings
Campaigner Gina Miller accuses regulator of acting ‘illegally and illicitly’
EU rules against Spain overseas assets penalty regime
In most cases, fines were ‘more than 100% of the value of the assets in question’
Data leak hits Credit Suisse clients
Documents suggest that some of its wealthy customers have links to human rights abuses
US regulator fines 12 firms for regulatory breaches
It has now charged 42 companies for failing to meet client reporting obligations
What do advisers want from the FCA consumer duty reform?
Industry supportive of move but implementation timeline is ‘challenging’