Tax & Regulation
FCA urges caution for firms using influencers for financial ads
It recommended investment companies take legal advice before using them in their promotions
Dubai firm director slams DFSA after failed fine and ban appeal
He says ‘no accusations of fraud or wrong-doing took place’ and ‘no clients’ lost any money
Aussie advice firm handed A$6m fine
Penalty ‘sends a strong message to financial services licensees to properly monitor’ authorised representatives
Best Practice | 3 Feb 22
How to get the most out of pension tax advantages
Personal finance experts share 10 tips savers should be aware of
Over 1,000 firms exit DB advice space in two years
Companies risk ‘dramatic’ financial impact for clients if transfer goes wrong