Tax & Regulation

Companies | 14 Dec 21

French appeals court more than halves UBS fine

But bank considers fighting on

Companies | 13 Dec 21

FCA removes permissions of brokerage firm

Company was never authorised ‘to provide investment services’

Alternatives | 13 Dec 21

Second ex-Continental Wealth client ruling goes against STM

It’s not known how many more decisions are pending

Asia | 9 Dec 21

Aussie regulator sues banking giant

For allegedly misleading customers and failing to provide promised benefits for three decades

Companies | 9 Dec 21

Credit Suisse boss admits breaking covid quarantine

Swiss regulator is ‘in contact’ with the firm on the issue