Tax & Regulation
Have EU tax harmonisation efforts been all for nought?
Member states’ refusal to share DAC data leaves high net worths in the dark when it comes to compliance
Sustainability rule changes another tick box exercise for IFAs?
FCA and Treasury set out roadmap for ESG requirements in financial services
Best Practice | 18 Oct 21
Over 3,500 DB advice clients receive letter about compensation
Market is ‘particularly susceptible to consumer harm’ and improving it is ‘a key area of focus’ for FCA
Trade body says ‘enough is enough’ on lack of KID reform
Documents ‘overstate potential performance and understate risks’ which can mislead investors
Alternatives | 18 Oct 21
£116,000 fine and ban for ‘reckless’ pension switching advice
Nearly 50% of client’s retirement pots invested in a high-risk strategy