Tax & Regulation
SEC cracks down on firms over regulatory breaches
US watchdog fines 27 firms nearly $1m for failing to meet requirements
82-year-old fake green investment director sent back to prison
He and four others stole over £20m of investor funds to pay for luxury properties around the world
FCA expects platforms to strengthen IT systems
After ‘severe’ disruptions caused ‘harm to consumers and negatively affected market confidence’
Could a wealth tax benefit financial advisers in Singapore?
Without spooking high and ultra-high net worths?
Unauthorised adviser sent to prison for four years
He pleaded guilty to fraud and carrying out regulated activities