Tax & Regulation
Unregulated financial adviser with six aliases banned
She was already convicted and disqualified in 2009
FCA makes mass-marketing ban for mini-bonds permanent
UK financial watchdog introduced a temporary measure at the beginning of 2020
Banking group exits Hong Kong
This includes its asset and wealth management businesses
‘Accidental’ Americans take legal action against US
They allege violation of the constitution and breach of international laws
Partial win for Quilter in legal case against former adviser
But judge rules restrictive covenants were excessive and not enforceable