Tax & Regulation
11 UK firms declared in default by lifeboat scheme
Company that used to represent Alan Shearer among those named
Ex-solicitor broke trust by dipping into client funds
He loaned over £370,000 to other people which was held in a trust by his law firm
Are advice firms reporting badly behaved peers to the FCA?
As rising costs often mean ‘good’ firms are hit by the fallout when others go bad
South African financial adviser arrested for fraud
He reportedly encouraged clients to put money into unregulated investments with ZAR100m potentially lost
Malta pension rules cause industry confusion
As long as an adviser is regulated, they should have nothing to fear, trade body said