Tax & Regulation
Financial advisers unimpressed with Mifid II
Industry says its failed to deliver on objectives to improve integrity, fairness and efficiency
Brits with a Maltese pension must check their adviser is regulated
Otherwise, under regulation changes, they won’t be able to keep receiving financial advice
Isle of Man disclosure rules finally hit insurance sector
Business code leads firms away from ‘certain countries and adviser groups’
Alternatives | 1 Jul 19
UK regulator moves to limit harm to retail consumers
Permanent restrictions on sale of contracts for difference (CFDs) both direct and via intermediaries
US SEC and lawyers seek more time in case against ex-DeVere duo
Request for information submitted to Malta’s attorney general by counsels for the defence