Tax & Regulation
Adviser fees and levies drop but life companies to pay more
UK regulator carves out £5m to pay for EU withdrawal
Abu Dhabi regulator fines investment firm and its founder
Company gave up its financial services permission in January 2019 but was still sanctioned
Will PI cover break advisory firms?
Recent regulatory changes have left UK financial advisers feeling the pressure
Isle of Man court bans three investment firm directors
Island’s regulator chastised for its disorganised, ‘kitchen sink’ approach to the case
Citigroup to shell out over A$3m for bad advice
Structured products resulted in losses for 114 retail customers – with over 1,000 still trapped