Two-year sentence for unauthorised UK investment firm boss

Industry | 5 Feb 19

Prison term suspended with fraudster ordered to complete 300 hours of community service

Action comes a week after it secured a $52,500 fine from an ex-insurance intermediary boss in a UK court

Asia | 4 Feb 19

Changes range from criminal action in ‘fees for no service’ cases to creating a single disciplinary body

UK ombudsman upheld a complaint in December against the firm over defunct Greyfriars fund

UK’s financial regulator urges firms to start preparing now to comply with obligations

Tax & Regulation