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Tax & Regulation

FCA steers away from pre-RDR trail commission ban

Industry | 11 Dec 18

What impact will senior manager changes have on insurers?

All dual-regulated insurance firms now fall under the UK’s Senior Managers and Certification Regime (SMCR)

Tax & Regulation | 11 Dec 18

UK a world leader in fight against money laundering

It opens around 7,900 investigations; with 2,000 prosecutions and 1,400 convictions each year

Brexit will hurt UK returns, say 90% of EU investorsBrexit will hurt UK returns, say 90% of EU investors

Europe | 10 Dec 18

Jersey passes Brexit contingency plan laws

Legislation means the channel island avoids inclusion in the EU blacklist for tax havens

Industry | 10 Dec 18

UK regulator hitting individuals with bigger fine

FCA denies changing tactics as total value of penalties drops 88% in 2018

Are UAE advisers facing an era of greater regulatory scrutiny?

Asia | 10 Dec 18

ANZ pondering wealth deal after regulatory action

Australian regulator is seeking to disqualify some of IOOF Group’s managerial team

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International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.