Tax & Regulation
Tax & Regulation | 2 Feb 15
FX trader jailed for seven years for scam
A man who claimed he was trading on foreign exchange markets has been jailed for seven years after conning investors out of £5.5m and splashing the cash on himself.
Tax & Regulation | 2 Feb 15
Montello granted full regulatory status
Montello has received full regulatory status from the Financial Conduct Authority as a UK fund manager.
Tax & Regulation | 30 Jan 15
FCA puts Deutsche Bank under enhanced supervision
One of Europe’s largest banks is being closely monitored by the Financial Conduct Authority due to concerns over governance
Tax & Regulation | 28 Jan 15
RDR mistakes act as warning for MiFID II
The implementation of new distribution regulation in Europe is “fraught with danger”, according to a new report from ALFI, which also heavily criticises the implementation of the Retail Distribution Review in the UK.
Tax & Regulation | 28 Jan 15
FCA chief expresses regret over shoot first
Martin Wheatley, the chief executive of the Financial Conduct Authority, has said he regrets his description of the regulators approach as shoot first, ask questions later.