Investment
Woodford scandal pushed advisers to act over liquidity
As 69% call on FCA to impose stronger investor protections where illiquid assets are held in funds
Premier Miton unveils first Sipp on its adviser portal
In a bid ‘to find more ways of offering better value for money and better service’ for its clients
Couple launch legal bid against Aussie advice firm
‘Investments recommended to them may have been inappropriate for their goals and objectives’
Alternatives | 18 Oct 21
£116,000 fine and ban for ‘reckless’ pension switching advice
Nearly 50% of client’s retirement pots invested in a high-risk strategy
PEOPLE MOVES: FCA, Deutsche Bank WM, Quilter
Chair of the UK financial watchdog to step down in 2022, as wealth manager hires managing director in Asia
