NRI Adviser
HK’s SFC bans ex-Standard Chartered Bank specialist for life
He is currently not registered with the Hong Kong Monetary Authority or licensed by the SFC
Best Practice Adviser Awards | 6 Jan 25
Steven McBurnie named chair of CISI Paraplanner Interest Group
He takes over from Dan Atkinson who steps down as PPIG chair after five years
Isle of Man FSA warns of ‘bogus website’ offering range of financial products
The regulator said it had seen emails from the potentially bogus company signed off by a director
SFC secures first conviction against solicitor over secrecy provision breach
This marks first occasion where a Hong Kong practicing solicitor is convicted of secrecy provision offence under SFO
ADGM cuts licence fees for non-financials but others see hike
Financial and tech start-ups see fee hikes




