Regulation
UAE financial adviser consolidation gathering pace
Smaller companies may need to merge to stay in the business
UAE gets blacklisted in EU tax haven update
Jersey and Guernsey get green light after meeting business substance requirements
NRI Adviser | 26 Feb 19
Heavy cull predicted of ‘unprincipled advisers’ in the UAE
The move is triggered by draft financial regulations to curb mis-selling of investment products
NRI Adviser | 19 Feb 19
Advisers react to UAE regulator’s draft commission rules
‘Grey area’ for NRI advisers selling portfolio bonds, says accountancy institute’s Mahmood Bangara
Dubai regulator secures $52,500 fine through British courts
Insurance intermediary boss failed to pay after firm was caught advising clients outside the DIFC



