North America
Investment | 9 Nov 18
ETFs should be core part of client portfolios, say US advisers
This comes from a new report by Charles Schwab Investment Management to assess views on trends in investments
PEOPLE MOVES: Quilter, Purple AM, UBS WM, Barclays Wealth
New CFO at Quilter, Fry Group hires asset manager CEO, and UBS Wealth appoints China duo
North America | 8 Nov 18
US to clarify guidelines for investor-adviser relationship
Many were confused by the different professional figures and the services they provide
TigerShares launches first exchange-traded fund
Fund will track Nasdaq index representing performance of internet-related firms in China and US
Best Practice | 5 Nov 18
US financial watchdog charges adviser with fraud
The adviser, who accumulated $3.9m, has also pleaded guilty to criminal charges in a federal court


