Regions
FCA urges online platforms to step up check on financial ads
They should cross reference data with international regulators, watchdog CEO says
Alternatives | 21 Dec 20
RBC Wealth Management bolsters alternative investment offering
As it partners with US-headquartered fintech firm
Charles Schwab UK fined £9m for failing to protect client assets
It ‘carried out a regulated activity without permission’ and gave a ‘false statement’, says regulator
EU Council demands meeting with IRS over Fatca
People are ‘facing high renunciation fees and a very complex procedure’ to waive their US citizenship
US in the news: Wealth Enhancement Group acquires adviser firm
A round-up of people moves and M&A deals across North America