Regions
Ex-UBS employee banned by Singapore regulator
He forged documents and falsified emails on background checks to make clients look tax compliant
FCA platform switching proposals fall flat with industry
In specie transfers, exit fees and share class conversion among the issues
Financial advisers globally expect their jobs to disappear
Fintech to take its toll on the sector as CFA Institute members expect skillset overhaul
IFAs ‘squandering vast numbers of hours’ by not embracing tech
Those slow to adopt technology lose over eight weeks of work per year
Chinese wealth firm expands offering to Canada
It will be able to give financial advice to HNW individuals and family offices in the country