Regions
Brewin’s wealth head Ford focusing on growth
Brewin Dolphin’s head of wealth and investment management Stephen
Ford applies two key principles when running money: he believes integrity is
paramount and that financial services is as much about people as performance.
Middle East | 21 Dec 15
Dubai’s DFSA orders MAS ClearSight to pay investor compensation
The Dubai Financial Services Authority (DFSA) has censured investment banking advisory firm MAS ClearSight and directed it to pay compensation of $3.2m (£2.1m, AED12m) to 20 investors for contravening the DFSA’s law and rules.
Tax & Regulation | 21 Dec 15
IFA and accountant jailed in UK for film tax fraud
An accountant and an independent financial adviser have been jailed in the UK following their conviction for attempting to steal millions in a tax fraud linked to the film industry.
Investment | 21 Dec 15
Downing enters MM space with SG Wealth’s Shillito
Downing is to enter the multi-manager arena with the acquisition of SG Wealth’s Managed fund and appointment of Neil Shillito as an investment consultant.
Schroders to merge Japan Alpha Plus into Schroder Tokyo
Schroders is to merge its Schroder Japan Alpha Plus fund into Andrew Rose’s Schroder Tokyo Fund, the firm has confirmed.