Regions
United Kingdom | 19 Dec 14
Govt proposes FCA enforcement overhaul
The Government has proposed a revamp of the FCA’s enforcement process to deter wrongdoers and to protect both consumers and the UK markets.
HK firms must fix failures in sale practices
Corporations in Hong Kong must do more to fix deficiencies surrounding the sale of financial products, according to findings from the Securities and Futures Commission (SFC).
United Kingdom | 18 Dec 14
Jailed IFA banned from industry
A financial adviser who was sentenced to four years imprisonment after he conned elderly clients out of £130,000 has been banned from the industry for life.
JPM AM Aviva Asia acquisition
JP Morgan Asset Management has acquired Aviva Investors’ Asia Pacific Real Estate vehicle.
Barings to debut with three hk domiciled funds
Baring Asset Management is to launch three Hong Kong domiciled funds in the first quarter of 2015, the first time it has launched funds based in the country.