Regions
Swiss-Asia AM fined HK$3m for regulatory breaches
It failed to monitor record keeping and trading activities in discretionary accounts
Close Brothers AM set to open Midlands hub in Birmingham
As UK advice firm unveils Durham office
FCA will ‘take action’ over firms miscalculating DB transfer redress
Ongoing fund costs and adviser charges are not being taken into consideration
PEOPLE MOVES: Novia Financial, DWP, Nuveen
Platform COO departs, as UK government names pensions minister
Best Practice | 9 Nov 22
True Potential chairman and founder receives knighthood
For his services to business, education, and social mobility