United Kingdom
Latest news | 14 Dec 18
FCA bans director for not disclosing conflict of interest
Initial fine slashed to £20,000 from £154,000
Ombudsman finds Sipp provider accountable for client losses
Three individuals had invested a total of £36,200 in an ethical forestry scheme
Brewin Dolphin buys IFA firm
The acquired firm forms part of wealth manager’s strategy to expand in the south of England
FCA seeks feedback on patient capital in retail funds
Budget 2018 sought to reduce barriers to investing in illiquid UK growth businesses
St James’s Place acquires protection specialist
Firm provides advice on income protection insurance, critical illness insurance and life insurance