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United Kingdom

UK to crackdown on managers responsible for corporate crime

Tax & Regulation | 13 Jan 17

UK to crackdown on managers responsible for corporate crime

The UK government is to toughen laws governing fraudulent or dishonest activity by financial services companies to make it easier to successfully prosecute criminal offences such as fraud, money laundering and false accounting.

Retail investment and robo-advice top SEC’s 2017 priorities

Best Practice | 13 Jan 17

Retail investment and robo-advice top SEC’s 2017 priorities

The US Securities and Exchange Commission has put retail investor protection and robo-advice at the centre of its examinations programme for 2017.

UK charge comparison regime ‘not fit for purpose’

Investment | 12 Jan 17

UK charge comparison regime ‘not fit for purpose’

Key financial illustrations (KFIs) that are intended to help people compare pension and investment product charges in the UK are not fit for purpose and are “the worst possible example of information overload”, says AJ Bell marketing director Billy Mackay.

Ex-adviser jailed eight years over £4m Cyprus property fraud

Tax & Regulation | 12 Jan 17

Ex-adviser jailed eight years over £4m Cyprus property fraud

A former financial adviser has been sentenced to eight and a half years in prison after being found guilty of defrauding clients out of £4m (€4.6m, $4.8m).

HMRC sees 80% leap in anti-avoidance tax take

Tax & Regulation | 12 Jan 17

HMRC sees 80% leap in anti-avoidance tax take

HM Revenue & Customs boosted revenue from its counter-avoidance directorate by 80% last year, according to figures compiled by law firm Pinsent Masons.

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.