United Kingdom
UK financial watchdog orders wealth manager to cease operations
Police arrest 48-year-old man in connection with regulator’s concerns
IFA group purchases UK advice company
Founder of the acquired firm will be retiring with immediate effect
Best Practice | 6 Apr 23
PFS unveils independent governance review
CEO of the professional body says findings and suggestions will help ease members’ concerns
PEOPLE MOVES: MFSA, Nomura, Marlborough
Malta regulator names CEO, as bank expands Asia wealth operation
Four charged with fraud over alleged £1.4m investment scheme
Defendants will appear at Southwark Crown Court on 2 May 2023