United Kingdom
An insider’s guide to identifying fraudsters
Their keynote is ostentation, be it flashy suits or gaudy gewgaws
FCA urges online platforms to step up check on financial ads
They should cross reference data with international regulators, watchdog CEO says
Alternatives | 21 Dec 20
RBC Wealth Management bolsters alternative investment offering
As it partners with US-headquartered fintech firm
Charles Schwab UK fined £9m for failing to protect client assets
It ‘carried out a regulated activity without permission’ and gave a ‘false statement’, says regulator
FCA admits ‘mistakes’ in mini-bond and collapsed fund scandals
Bondholders will be able to claim compensation from regulator, economic secretary says