United Kingdom
Just 11 FCA investigations into DB transfer misconduct in 2020
Despite a 26% increase in consumer complaints against firms
Aviva unveils abridged advice service for DB transfers
A ‘simpler process’ for clients to see if it’s right for them
FCA abandons work on platform exit fees due to coronavirus
Proposed ban one of the few issues the regulator sought to address following platform market study
Quilter and FCA join forces to investigate unregulated firm
As fake introducer business claims to be an appointed representative of the wealth company
UK wealth manager to exit ‘competitive’ adviser market
Firm’s professional intermediary distribution channel will close in June 2021