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AJ Bell

FCA steers away from pre-RDR trail commission ban

Best Practice | 5 Apr 18

FCA steers away from pre-RDR trail commission ban

The Financial Conduct Authority (FCA) has “no immediate plans” to ban trail commission on legacy investment products, it has announced in a policy statement that looks to shake-up the asset management industry.

Invesco to slice AJ Bell stake at IPO

Companies | 5 Apr 18

Invesco to slice AJ Bell stake at IPO

Invesco Perpetual is expected to cut its 44% stake in AJ Bell, alongside second-largest shareholder Andy Bell, to make it easier for smaller investors to get in on the firm’s IPO.

Best Practice | 28 Mar 18

AJ Bell to compensate Sipp client for ‘significant injustice’

The Pensions Ombudsman has ordered AJ Bell to compensate a client for lost interest and pay him £500 ($709, €570) for “significant non-financial injustice” after the investment platform failed to notify him the interest rate of his account would drop to 0%.

FCA: Regulations ‘only go so far’ in changing culture

Best Practice | 22 Mar 18

Three insights into unsettling pension freedoms data

The Financial Conduct Authority has released figures on pension freedoms that product providers have described as “concerning” and “do not make for comfortable reading”. International Adviser spoke to industry experts to get their thoughts on the data.

What do IPOs mean for the future of platforms?

Investment | 14 Mar 18

What do IPOs mean for the future of platforms?

With a recent spate of initial public offerings (IPOs) and planned listings from Transact, AJ Bell and Nucleus, industry experts share their thoughts on what this means for the future of platforms.

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.