Asset Management
Asset manager joins forces with UK financial planner
With DFM and advice operations part of the swap deal
Hong Kong regulator issues HK$6.4m fine to asset manager
Over its control failures in solicitation and recommendation of bonds
Hong Kong regulator restricts asset manager
It had concerns about the firm’s fitness and propriety
Best Practice | 13 Feb 20
US asset manager to bolster Spanish advice sector
Partners with local association to encourage continuous professional development in the industry
Singapore asset management industry bolstered by think tank
NCI wants to strengthen relationships in region with European counterparts