Australia

Asia | 12 Jan 23

Aussie supreme court greenlights advice firm takeover

M&A talks had been ongoing since April 2022

Asia | 22 Dec 22

Aussie ‘finfluencer’ charged for providing advice without licence

He offered seminars and made investment recommendations on social media

Asia | 19 Dec 22

Aussie director duo banned

And advice firm gets licence cancelled

Asia | 14 Dec 22

Aussie adviser jailed for superannuation fraud

He dishonestly took money from his clients

Asia | 5 Dec 22

‘Misleading’ tobacco claims land Vanguard with greenwashing fine

Firms ‘must be able to substantiate the full exclusion’ of investments