CISI
cisi warns austrian meps to stop meddling
More than half of financial services practitioners surveyed by the Chartered Institute for Securities & Investment believe bonuses should be set by banks’ shareholders, not politicians as the group calls on Austrian MEPs to “stop meddling”.
Tax & Regulation | 2 Apr 13
ethics test from today for cap markets profs
From today, individuals looking to be qualified by the Chartered Institute for Securities & Investment as capital markets professionals will be required to pass a compulsory ethics test before being permitted to sit the qualifications exams.
United Kingdom | 9 Aug 12
cisi and finra in pre rdr agreement
The Chartered Institute for Securities & Investment (CISI) and the Financial Industry Regulatory Authority of the USA (FINRA) have unveiled an agreement to cooperate on exams and membership, in response to a need they say has been created by the UK’s Retail Distribution Review.
Tax & Regulation | 29 Mar 12
cisi introducing ethics tests for members
The Chartered Institute for Securities and Investment is introducing mandatory integrity and ethics tests for all its members, as part of its commitment to promote high standards in financial services.
CISI forms council in Gibraltar to promote services
The CISI has formed an advisory council to support its development in Gibraltar.